Keyword: Regulatory burden

130 results found

FCA launches consultation on possible changes

State regulators oppose proposals to expand private markets, erode investor protections

Queen's park, Ontario

Groups laud Saskatchewan's interest in higher standards

Financial stock exchange market display screen board on the street

For greater investor protection, the final exemption imposes primary offering liability

  • By: IE Staff
  • September 8, 2022 September 8, 2022
  • 12:41
Ontario Legislative Building at Queens Park in Toronto Ontario

Disappointment rests on a mistaken presumption, writes Ian Russell

Proposed regime would apply to prospectuses and financials but not proxies

businessman running

A collaborative approach with realistic timelines would help reduce strain on firms

The regulator met or exceeded service targets for 76% of its standards in Q2, yet hurdles remain

  • By: IE Staff
  • December 10, 2021 December 10, 2021
  • 13:24
rules and regulations

Amid a flood of various filings, OSC dials back delivery times

Online consultation process will be rolled out