Demonstrate and discuss your regulatory requirements with clients, IFB says
The Quebec regulator also plans to improve complaint handling and financial literacy
Changes to dealer rules, trading rules aim to facilitate shorter settlement cycle
Despite risks, lure of flows, revenues expected to keep managers keen on green funds: Fitch
Reforms are needed to enhance productivity and meet climate targets, group says
Ontario's Ministry of Finance says it is still assessing the OSC's report a year after it was submitted
FCA launches consultation on possible changes
State regulators oppose proposals to expand private markets, erode investor protections
Groups laud Saskatchewan's interest in higher standards
For greater investor protection, the final exemption imposes primary offering liability