Keyword: Regulatory burden

136 results found
Abstract lines

Proposals include circuit breaker requirements, standards for trade reporting

School exam student's taking educational admission test in class, thinking hard, writing answer in university classroom, education and world literacy day concept (School exam student's taking educational admission test in class, thinking hard, writing

SRO drops firm sponsorship requirement, among other changes

Hands in the air for questions

Consultation highlights industry concerns

Computer screen

Proposals seek comment on adjustments to listing requirements for industrials, miners and energy companies

A person inside a financial maze made out of hedges.

Regulator exceeded its authority with its proposed rulemaking

States failed to establish standing to oppose the rule

Old and new sign

Fees to rise for most firms as minimums go up, certain dealers pay higher share

Trader at computer screen

Regulators to boost fee transparency, explore enhanced retail access

Silhouette of man at sunset

Expanding access to advice, standardizing KYC data collection on SRO's agenda

Consultation paper on test environment for trading, clearing digital assets will be open for feedback until May 29