Keyword: Regulatory burden

136 results found
client meeting

Let’s use principles-based regulation to clients’ advantage

Outcome of vote unlikely to have immediate credit impact: Fitch

Pile of cryptocurrency coins

Regulators call time on interim approach to onboarding crypto firms

rules and regulations

Paper argues for more systematic cost/benefit, post-implementation analysis

The facade of the Royal Exchange in the City of London

Consumer duty to be extended to existing products

Revisions seek to better align with global standards

Organization launches pilot program to allow remote supervision

Red alert

Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more

Judge looks at papers

Recent SCOTUS rulings curbing agencies' power has financial industry implications: Moody's

Board room discussion

Reforms streamline listing rules, reduce shareholder votes