Organization launches pilot program to allow remote supervision
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more
Recent SCOTUS rulings curbing agencies' power has financial industry implications: Moody's
Reforms streamline listing rules, reduce shareholder votes
Proposals include circuit breaker requirements, standards for trade reporting
SRO drops firm sponsorship requirement, among other changes
Consultation highlights industry concerns
Proposals seek comment on adjustments to listing requirements for industrials, miners and energy companies
Regulator exceeded its authority with its proposed rulemaking
States failed to establish standing to oppose the rule