Keyword: Regulatory burden

133 results found
consultation discussion

ESMA consults on research bundling, prospectus requirements

new rules

Approval regime, proficiency are among areas covered in latest consultation

advisor client meeting

Regulators propose new streamlined fund reports

Personal finances

Integration costs to be paid by 2027, SRO projects

Handshake between robot and human, AI generated image

Trade group calls for tech-neutral, principles-based approach to regulation

Illustration of a businessperson using a magnifying glass to examine files

Government proposes easing service requirements for investigative notices

Big binders

Fund industry warns about risks to investors as portfolio reporting increases

client meeting

Let’s use principles-based regulation to clients’ advantage

Outcome of vote unlikely to have immediate credit impact: Fitch

Pile of cryptocurrency coins

Regulators call time on interim approach to onboarding crypto firms