U.K. regulator aims to improve access to research, market transparency
SRO considers modernizing rules amid market, investor evolution
ESMA consults on research bundling, prospectus requirements
Approval regime, proficiency are among areas covered in latest consultation
Regulators propose new streamlined fund reports
Integration costs to be paid by 2027, SRO projects
Trade group calls for tech-neutral, principles-based approach to regulation
Government proposes easing service requirements for investigative notices
Fund industry warns about risks to investors as portfolio reporting increases
Let’s use principles-based regulation to clients’ advantage