Keyword: Regulatory burden

130 results found

Companies will be able to ask the regulator to review their disclosure before they file a prospectus

compliance solutions rubber stamp

The change will result in more than $700K of savings for registrants

A special advisor to the commission shares how the OSC might shift its approach

Two open discussion sessions are scheduled for May

Lower compliance costs will allow advisors to better serve smaller investors

Proposed framework would require planners and advisors to have an "appropriate credential"

Major industry groups, SROs and investor advocates are expected to participate in the roundtable

Initial feedback to proposals generally positive

The suggestions are part of a submission on burden reduction

  • By: IE Staff
  • March 1, 2019 October 17, 2019
  • 12:05

Can policy-makers lighten regulation and still protect investors?