Home Regulatory burden

Keyword: Regulatory burden

129 results found
Dividing groups

OSC to delegate registration to CIRO, rest of CSA considering it too

Magnifying glass on documents

Regulators aim to address concerns about retail investor protection

Filling out form

Consultation seeks feedback on framework for variable life benefits

Piggy bank and coins on blue background

Fee increase to be phased in over five years, bring projected revenues in line with expenses

research

U.K. regulator aims to improve access to research, market transparency

Phone finances

SRO considers modernizing rules amid market, investor evolution

consultation discussion

ESMA consults on research bundling, prospectus requirements

new rules

Approval regime, proficiency are among areas covered in latest consultation

advisor client meeting

Regulators propose new streamlined fund reports

Personal finances

Integration costs to be paid by 2027, SRO projects