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Keyword: Regulatory burden

133 results found
trade timing

Proposed reforms would harmonize requirements for inter-listed securities

AI computer

CSA issues new guidance, consults on possible future reforms to address AI advances

announcement

Trump nominates crypto advocate as next head of the SEC

Dramatic revenue increase needed to keep pace with systems costs: regulators

Dividing groups

OSC to delegate registration to CIRO, rest of CSA considering it too

Magnifying glass on documents

Regulators aim to address concerns about retail investor protection

Filling out form

Consultation seeks feedback on framework for variable life benefits

Piggy bank and coins on blue background

Fee increase to be phased in over five years, bring projected revenues in line with expenses

research

U.K. regulator aims to improve access to research, market transparency

Phone finances

SRO considers modernizing rules amid market, investor evolution