Some regulators are seeing improvements in their ratings, and it's evident they're making an effort to be collaborative
Almost six in 10 survey participants are opposed to the introduction of a "best interest" standard for financial advisors
Compliance officers and the executives surveyed see much improvement with the MFDA and cause for concern with IIROC
Being better informed, having access to a regulator's staff and receiving prompt responses were the key reasons for success
Pablo Fuchs and Clare O’Hara discuss improved scores for the MFDA and key changes to the structure of this year’s Report Card
There has been a big change in the firms' views of the SROs, with the ratings for the MFDA now surpassing IIROC's. Includes main chart: How the dealers rank the regulators.
Those surveyed say regulators have much work to do
The financial services industry has many concerns about giving OBSI more power and its campaign to "name and shame" firms
Canada's regulators have to keep up with global regulatory developments, but in a way that is suitable for the domestic market
Three of the four regulators in the Report Card have seen their ratings drop, and those surveyed are unafraid to say why