Keyword: Regulators’ Report Card

96 results found

Dealers still have beefs; but in general, they say, regulators are improving transparency, timeliness

Other dealers, however, say they are getting fair value from regulators for the fees they pay

All dealers are not treated the same; Canada’s regulatory structure shares the blame

Guidance and more communication on dealers’ wish lists

Dealers recognize the worth of regulators but fear they may be paying too much, given the value they receive

Most say the regulators make it tough for them to survive. But, regulators say, they have a job to do