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Keyword: regulation

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The facade of the Royal Exchange in the City of London

Consumer duty to be extended to existing products

buying insurance on a cell phone

New regime aims to enhance consumer protection, set industry standards

confusion

The rules are in code. Here’s how to crack the code

Crossed fingers

SEC, DoJ allege Citron Research, and its founder, misled investors

right or wrong choice

Proposals seek to ease capital raising, bring back research bundling

U.K. regulator fined Coinbase company £3.5 million for compliance violations

Revisions seek to better align with global standards

hands holding planet

Paper seeks improvements to enable economic transition

Organization launches pilot program to allow remote supervision

ESG letters

Stronger net sales in Europe bolstered global sustainable fund industry