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Keyword: regulation

842 results found
Arrow cube

Regulators recalibrate for zero-rate environments

Consultation aims to clarify and improve compliance with trading rules

confusion

SEC's bid for enhanced oversight rejected amid sector's rapid growth

Solar system

Consultation to review consumer protection, competition, systemic risk concerns

Judge looks at papers

Recent SCOTUS rulings curbing agencies' power has financial industry implications: Moody's

Crypto coins

Consultation seeks common approach to applying new crypto rules

Benchmark reform creates opportunity for vehicles that flopped in the financial crisis

Board room discussion

Reforms streamline listing rules, reduce shareholder votes

Fed, OCC say bank hasn't made enough progress at improving controls

Abstract lines

Proposals include circuit breaker requirements, standards for trade reporting