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Keyword: regulation

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Majority of tips, half of enforcement actions involve crypto, CFTC says

Order demands US$12.7 billion in disgorgement, investor restitution

new rules

Changes accommodate new CSE senior listings

New SCC ruling allows fraudsters to escape regulatory penalties via bankruptcy

Judge looks at papers

Regulators' penalties don't survive bankruptcy, but disgorgement orders do, court finds

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Platform claimed to be decentralized, authorities allege

Firm winding down after running into capital trouble

rules and regulations

Paper argues for more systematic cost/benefit, post-implementation analysis

The facade of the Royal Exchange in the City of London

Consumer duty to be extended to existing products

buying insurance on a cell phone

New regime aims to enhance consumer protection, set industry standards