Andy Mitchell, who has headed two dealer firms, takes IFIC’s helm as the industry adjusts to a new SRO and disclosure rules
The product category saw healthy inflows last month as they remain under scrutiny by OSFI
U.K. regulators are increasingly concerned about investors being harmed by social media scams
A BoC paper found only small investor discounts for large GHG emitters, creating risk in the event of a sharp shift
Worse than expected stress in U.S. financial sector could weigh on sovereign, Moody's says
Regime to protect investors must also work for industry, regulator says
FCAC charged with selecting single, external complaints body
Exchange proposes new client ID requirements
Sector's competition, regulation and risk will all be transformed, Fitch says
Systemic stress looks contained, but interest rate outlook has shifted, TD says