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Keyword: regulation

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Europe stacks

Regulators ask lawmakers for action on investment fund costs

Silicon Valley Bank storefront

Former CEO Greg Becker told a senate hearing that SVB was the victim of a social media-driven bank run

  • By: Ken Sweet
  • May 16, 2023 May 16, 2023
  • 16:23
a woman looking at her computer

Small, straightforward tech solutions can have big payoffs, OSC TestLab finds

OSFI is requiring an interim transition for liquidity measurement by Aug. 1 as the regulator consults on wholesale funding categories

Extreme closeup of an annual report -- based on the "portfolio facts," the fund is a 100% stock mutual fund

Best practices aim to address ETF sector's evolution over the past decade

To calm fears, DBRS calls for the return of a crisis-era guarantee

Texting hands

Senior employees used WhatsApp for business communications, regulators find

Review will examine whether the risks of the fast-growing category are adequately captured

Inspecting papers

No one-size-fits-all solution to protect investors from shell-company risks

Silicon Valley Bank storefront

Regulatory change likely on the way following bank sector turmoil, Fitch says