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Keyword: regulation

842 results found
Crypto money

FSB sets final global crypto rules

Global group's rules target recent turmoil and misconduct in crypto markets

social media

FCA takes on the finfluencers

Regulator revises industry guidance on social media usage amid rising risks

stock market bounce back

Emerge ETFs rebound as cease-trade order and firm wind-down continue

Volatility is to be expected in thematic tech funds, says Morningstar expert

new rules

CIRO publishes revisions to proposed derivatives conduct rules

Comment period ends Aug. 14

  • By: IE Staff
  • July 13, 2023 July 13, 2023
  • 13:12

BofA hit with $250 million in fines and customer refunds for “double-dipping” fees, fake accounts

BofA has been cutting down on its reliance on overdraft fee revenue

Personal finances

Regulators ponder new benchmark

OSC, AMF consult on new Term CORRA to help ease demise of CDOR

School exam student's taking educational admission test in class, thinking hard, writing answer in university classroom, education and world literacy day concept (School exam student's taking educational admission test in class, thinking hard, writing

No more pencils, no more books: CIRO proposes nixing courses in new proficiency model

CIRO proposes to focus on exams instead

vintage microphones

AMF taps top civil servant as new chief

Yves Ouellet to succeed Louis Morisset on Aug. 21

Fund managers falling short on liquidity, U.K. regulator warns

Review finds widespread failings in asset managers' practices and governance

Crypto coins

So far so good for crypto funds, but CSA flags risks

Regulators issue guidance on valuation, liquidity and custody issues for crypto funds