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Keyword: regulation

842 results found
Magnifying glass on documents

Regulators are examining the sector to determine if reforms are needed

Investment entities need to improve disclosure practices: CSA

New rules aim to improve transparency, investor protection in private fund market

Financial lifesaver

Policymakers seek to ensure CCP readiness to handle loss events

Crypto money

Research finds crypto has failed to live up to its promise for developing economies

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

Regulator supports firms' efforts to address ESG risks

Rising demand for private credit will boost alt funds' fortunes, Fitch says

time's up

Regulators heed industry plea to push back trade-matching deadline

Bond counselling

Regulator sets supervisory priorities for credential providers

client meeting

FCA says there's work to be done in terms of ensuring value and enhancing competition

Legal and technical challenges must be overcome for automated contracts to pay off, Moody's says