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Keyword: regulation

842 results found
FTX Arena in Miami, FL, USA. stock photo

The crypto entrepreneur denied taking customers' funds in much-anticipated testimony

Groundbreaking securities lawyer, Glorianne Stromberg, dies

businessman running

Regulator proposes guidance for assessing the fitness of management, large shareholders under new crypto regime

U.S. Canada flag

CSA and CIRO seek feedback on the SEC's market structure proposals

Advisor tracking stocks

Regulators propose revisions to accommodate variety of settlement cycles

big vs little

Proposal aims to address concerns about competitiveness of smaller brokers

home financing

Real estate industry is likely breathing a sigh of relief that Canada's banking regulator may not move ahead with lending tightening

investor protection

Finance also announced measures to tackle bank fees and mortgage relief

cryptocurrencies

Standardization seeks to enable market discipline, reduce information asymmetry

Mortgage signing

Change to address negative amortization mortgages a positive, Fitch says