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Keyword: regulation

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Regulator signals halt to its legal defence of tougher climate rules

business direction

Junk fees, open banking and more proposed for the regulator’s next fiscal year

Illustration of a man standing at a crossroads

The funds would give retail investors exposure to illiquid assets such as private debt, private equity and infrastructure

Computer tapping

Demand for advice, strong markets to drive growth in client assets

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Several clients who lost money filed lawsuits last year

  • By: IE Staff
  • February 6, 2025 February 6, 2025
  • 14:42
Crypto currency

Regulator seeks consistent implementation of new regime, avoiding arbitrage

Judge looks at papers

AI-related filings rise; crypto cases fall, and are in doubt if regulation arrives

Rule change

Proposal builds on amendments for separate licensing, introduces requirements for life agents

Lightbulb drawn around tree image, indicating sustainable ideas

Report reveals firm's top ESG trends for investors in 2025

signing document

Agency reports record enforcement filings, seeks to save dealer rule