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Keyword: regulation

874 results found
Rules and regulations

Regulator issues guidance on broader protections against misinformation

investment growth

Regulator proposes new "targeted support" model for collective advice

trade timing

Proposed reforms would harmonize requirements for inter-listed securities

Judge looks at papers

TDAM to pay $70.25 million to settle class action over the payment of trailers to discount brokers

Graphic of Europe

Basel Committee issues new guidance on counterparty credit risk weaknesses

A man looks through a magnifying glass

Despite intensified uncertainty, risk landscape is largely stable

Merger image

Regulators in both markets are increasingly friendly to bank consolidation: Fitch

Judge makes ruling

Target of SEC enforcement can have access to frozen funds for appeal, court says

Bank consolidation

Moody's, Fitch revise rating outlooks higher

hospital

Group publishes first annual list of insurers that face global resolution standards