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Keyword: regulation

842 results found
Bank buildings

OSFI says financial firms need to pick up the pace on climate impacts

Judge looks at papers

Regulator calls for continuity plans at one-man shops

right or wrong choice

Improved proficiency for financial advisors still on the table amid persistent demand

new rules

First phase of reforms to take effect Sept. 28

cryptocurrencies

Regulators seek to codify initial investment restrictions, custody provisions

IOSCO, Basel Committee recommendations target non-central clearing markets

Trader at computer screen

Measures aim to address lessons of market turmoil in early 2020 and 2022

Bitcoin cyptocurrency

SEC approval clears the way for mainstream industry to get into crypto, but risks remain

Boosting defences to deal with vastly more powerful tech poses a challenge, Fitch says

stock market data

Self-regulatory organization proposes new settlement obligation and expanded guidance