regulation – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 20 Nov 2024 18:10:40 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png regulation – Investment Executive https://www.investmentexecutive.com 32 32 Financial stability risks still high, ECB warns https://www.investmentexecutive.com/news/research-and-markets/financial-stability-risks-still-high-ecb-warns/ Wed, 20 Nov 2024 18:10:40 +0000 https://www.investmentexecutive.com/?p=497029 System remains fragile as growth slows, geopolitical uncertainty rises

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]]> BoC’s Macklem to chair BIS advisory committee https://www.investmentexecutive.com/news/from-the-regulators/bocs-macklem-to-chair-bis-advisory-committee/ Tue, 12 Nov 2024 20:54:00 +0000 https://www.investmentexecutive.com/?p=496579 Central bankers group also names new general manager, re-elects chair

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]]> Regulators consult on paying out disgorged money https://www.investmentexecutive.com/newspaper_/news-newspaper/regulators-consult-on-paying-out-disgorged-money/ Mon, 11 Nov 2024 05:10:00 +0000 https://www.investmentexecutive.com/?p=495945 Industry and investor advocates welcome OSC and CIRO proposals

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]]> IOSCO names new secretary general https://www.investmentexecutive.com/news/from-the-regulators/iosco-names-new-secretary-general/ Fri, 08 Nov 2024 19:59:51 +0000 https://www.investmentexecutive.com/?p=496363 Spain's top regulator to lead global group of regulators

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]]> OSC reviews funds’ risk ratings, ETF regulation https://www.investmentexecutive.com/news/from-the-regulators/osc-reviews-funds-risk-ratings-etf-regulation/ Wed, 06 Nov 2024 17:05:33 +0000 https://www.investmentexecutive.com/?p=496149 Regulator examines use of discretion in ratings, following OBSI alert

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]]> FINRA tightens rules around client lending https://www.investmentexecutive.com/news/from-the-regulators/finra-tightens-rules-around-client-lending/ Wed, 23 Oct 2024 19:54:26 +0000 https://www.investmentexecutive.com/?p=495351 SRO curbs exemptions, toughens firms' approval requirements

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]]> U.S. bank consolidation poised to rise: Fitch https://www.investmentexecutive.com/news/research-and-markets/u-s-bank-consolidation-poised-to-rise-fitch/ Wed, 23 Oct 2024 18:34:00 +0000 https://www.investmentexecutive.com/?p=495320 Easing financial conditions, coupled with rising tech demands, could spur mergers and acquisitions

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]]> FSB seeks to streamline operational threat reporting https://www.investmentexecutive.com/news/from-the-regulators/fsb-seeks-to-streamline-operational-threat-reporting/ Thu, 17 Oct 2024 19:03:34 +0000 https://www.investmentexecutive.com/?p=494962 The group is seeking feedback on a proposed common reporting framework for cyberattacks and incidents

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]]> Hedge funds creep further into crypto: AIMA https://www.investmentexecutive.com/news/research-and-markets/hedge-funds-creep-further-into-crypto-aima/ Fri, 11 Oct 2024 16:35:00 +0000 https://www.investmentexecutive.com/?p=494650 Institutional investors increasingly interested in digital assets, survey finds

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]]> Court grants leave for class action against FSRA https://www.investmentexecutive.com/news/from-the-regulators/court-grants-leave-for-class-action-against-fsra/ Wed, 09 Oct 2024 17:10:00 +0000 https://www.investmentexecutive.com/?p=494325 Investor alleges PACE securities sold without required disclosure while under FSRA administration

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