Firm failed to prevent unauthorized access to exchange's electronic trading system
Firms touting crypto investments in the U.K. will have to comply with new rules
U.S. regulators settle with firm over unregistered product
Firm settled allegations that unapproved employees had access via trading algorithm
Regulators to set new custody and asset segregation requirements
Side business allegedly enabled billions of stock trades
Regulator alleged U.K.-based firm violated prohibition on advice
Poloniex platform sanctioned for unregistered trading with investors in Ontario
Seychelles-based firm to pay $1.2 million in penalties and disgorgement for violations
Firm that allegedly flouted OSC deadline will have a hearing on Oct. 12 to consider settlement