Keyword: Registration

287 results found
cryptocurrencies

Crypto lending program amounted to unregistered securities offering, regulator charged

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Personnel moves come ahead of agency's new strategic plan

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Fund industry critics worry about rules' impact on liquidity, costs

Crypto coins

Tribunal accepts settlement with crypto project founders, including more than $1.5 million in sanctions

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Regulator calls for continuity plans at one-man shops

Firm fled in face of regulatory attention, prompting investor losses, U.S. alleges

Regulators allege Axia Project misled investors with unregistered offering

Fixed-income notes based on crypto must be registered, regulator alleges

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Refinitiv allowed investors to trade on its platform without registering as an exchange

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

AMF alleged that CoinEx ignored regulators' efforts to get crypto firms registered