Keyword: Registration

262 results found

AMF, provincial government approve delegation of powers to SRO

Crypto money

Regulator says the CoinField platform didn't have adequate assets to satisfy withdrawal requests

Judge makes ruling

Undertaking doesn't preclude regulator's enforcement action, court finds

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

Registration, record-keeping and supervisory deficiencies were most common in firms' exams

Judge looks at papers

So-called smart contracts still must comply with the law, regulator warns

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Former firm provided reps with improper incentives, regulator alleged

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Firm tried to hide the fact that cryptoassets represented securities, regulator charged

Crypto coins

Regulator insists cryptoassets were securities, despite efforts to skirt that designation

Crypto coins

Regulators issue guidance on valuation, liquidity and custody issues for crypto funds

Judge looks at papers

Divisional Court upholds tribunal's analysis in OSC enforcement action