Keyword: Registration

262 results found

Firm fled in face of regulatory attention, prompting investor losses, U.S. alleges

Regulators allege Axia Project misled investors with unregistered offering

Fixed-income notes based on crypto must be registered, regulator alleges

penalty card

Refinitiv allowed investors to trade on its platform without registering as an exchange

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

AMF alleged that CoinEx ignored regulators' efforts to get crypto firms registered

Dominos falling

Draft guidance forms part of larger effort to improve industry conduct

Bitcoin cyptocurrency

Crypto platform promises to fight regulator's charges

crypto currency regulation

Added costs of registering crypto platforms drives new tariffs

Groundbreaking securities lawyer, Glorianne Stromberg, dies

Voyager Digital's former chief charged for allegedly deceiving investors