Keyword: Registration

285 results found
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Man banned four years, pays $135,000 in settlement with regulator

bitcoin investment concept on screen

European regulators press for external audit requirements in new crypto rules

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CIRO must get on with the enforcement proceeding, if that's what it intends to do

Judge looks at papers

Sanctions seek deterrence, level playing field for compliant crypto firms

Judge looks at papers

Unregistered investment funds are allegedly costing investors millions

Dogecoin

Regulator brings first case alleging breach of money laundering rules involving unregistered crypto activity

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Interest-bearing accounts constituted securities, regulator alleged

NovaTech allegedly took more than US$650 million from investors globally

Order demands US$12.7 billion in disgorgement, investor restitution

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Misconduct continued even when rep was under close supervision, CIRO says