Keyword: Registration

287 results found
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Group seeks revisions to U.S. state rule that match SEC's Reg BI reforms

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Venture that led to conviction also violated securities rules, regulator says

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Man banned four years, pays $135,000 in settlement with regulator

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European regulators press for external audit requirements in new crypto rules

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CIRO must get on with the enforcement proceeding, if that's what it intends to do

Judge looks at papers

Sanctions seek deterrence, level playing field for compliant crypto firms

Judge looks at papers

Unregistered investment funds are allegedly costing investors millions

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Regulator brings first case alleging breach of money laundering rules involving unregistered crypto activity

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Interest-bearing accounts constituted securities, regulator alleged

NovaTech allegedly took more than US$650 million from investors globally