Keyword: Registration

262 results found
Regulation

Risky firms, crypto platforms add to compliance division's workload

Organization launches pilot program to allow remote supervision

Crypto coins

Consultation seeks common approach to applying new crypto rules

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

OSC to seek warrant for Yonge Street Capital LLC co-founder

Failing to reveal impaired driving incident leads to denial

School exam student's taking educational admission test in class, thinking hard, writing answer in university classroom, education and world literacy day concept (School exam student's taking educational admission test in class, thinking hard, writing

SRO drops firm sponsorship requirement, among other changes

Regulator alleges venture was a "multi-layered" fraud

Euro trading

Unregistered exchange traded more than £1 billion in crypto, authorities allege

Tokens alone didn't qualify as securities, regulatory tribunal rules

gavel on a laptop

Resolution follows finding that Terraform Labs and its founder are liable for securities fraud