Alberta’s Evans succeeds Selinger
New rules and streamlined process for dealers and advisors launched
New regime takes effect Sept. 28
New CSA rule will spell changes to proficiency requirements, compliance systems, among other things
BCSC fines Investors Group for registration failing
Some groups say rule proposals are too costly
Changes give members greater flexibility in designing their compliance systems
Rules come into force on Sept. 28
Proposed changes include new “executive” category