Keyword: Registration

262 results found
Judge looks at papers

Sanctions seek deterrence, level playing field for compliant crypto firms

Judge looks at papers

Unregistered investment funds are allegedly costing investors millions

Dogecoin

Regulator brings first case alleging breach of money laundering rules involving unregistered crypto activity

Judge's gavel with magnifying glass on black.

Interest-bearing accounts constituted securities, regulator alleged

NovaTech allegedly took more than US$650 million from investors globally

Order demands US$12.7 billion in disgorgement, investor restitution

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Misconduct continued even when rep was under close supervision, CIRO says

Pile of cryptocurrency coins

Regulators call time on interim approach to onboarding crypto firms

Firm winding down after running into capital trouble

buying insurance on a cell phone

New regime aims to enhance consumer protection, set industry standards