Keyword: Registration

285 results found
IIAC recommends certain reforms for fighting financial crime

Reforms designed to encourage smaller deals, retail participation

stealing money

U.S. district court issues default judgment in global scheme

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Settlement provides refunds to investors that bought variety of digital assets

United States flag with Bitcoin cryptocurrency

Hester Peirce to lead agency's effort to bring more certainty to crypto sector

Crypto currency

BitMEX sanctioned in U.S. for anti-money laundering, KYC violations

Tread carefully

AIMA survey finds crypto funds struggle to get basic banking services

stock market data

Marex Capital Markets sanctioned in settlement with MX

fraud

Panel orders more than US$50M in disgorgement, plus $5M in penalties and costs

A creative woman asking a question at the office

SRO sets out common requirements, contemplates shift to annual CE cycle

Dogecoin

Regulator issues first in a planned series of discussion papers on crypto rules