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Keyword: Registration

262 results found
Bitcoin

Two more foreign firms were charged with running an unregistered trading platform

Pile of cryptocurrency coins

The regulator extended a temporary regime for cryptos amid anti-money laundering troubles

rules and regulations

The CSA, excluding the OSC, also urges Ontario to join its passport system

rules and regulations

Proposals would focus outside activity reporting, curb duplicate filings and enhance business title reporting

Lack of rules leaves ratings open to conflicts and investor confusion

Committee provides regulator with feedback on compliance, policy issues

The regulator has charged a fund manager with registration violations

OSC report details improvement, along with persistent compliance issues

OSC staff cited integrity concerns when recommending against registration for a man with a child porn conviction

Despite being acquitted, failure to disclose charge thwarts registration