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Keyword: Registration

282 results found
Court settlement

Fractional investment firm platform triggered registration requirement

penalty card

Connecting issuers and investors violated securities rules, regulator said

Crypto coins

Agency issues opinion indicating that crypto novelties don't fall under securities law

Boardroom talk

Dismantling interprovincial trade barriers should be part of longer-term reform: RBC

Pile of cryptocurrency coins

Company to pay over US$500 million to resolve U.S. charges

Crypto coins

Regulator proposes knowledge standards under new crypto regime

Pile of cryptocurrency coins

Sanctions needed to level playing field with crypto firms that are complying

IIAC recommends certain reforms for fighting financial crime

Reforms designed to encourage smaller deals, retail participation

stealing money

U.S. district court issues default judgment in global scheme

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Settlement provides refunds to investors that bought variety of digital assets