Rule aims to address conflicts of interest that can arise when firms offer significant financial incentives to recruit reps but don’t tell clients
"They can take the company for a spin and see how we are"
Recruiters urge new advisors to master presentation skills, earn designations
As older advisors retire, firms are placing a new emphasis on recruiting, training young talent
Will I get a BlackBerry? Will you cover the cost of my cellphone?”
As a significant cohort of aging advisors prepares to retire, what steps are firms and advisors taking to fill the impending void?
Firm recruits 80 advisors in record succession
Firm recruits advisors from HSBC, Wellington West
The financial services practitioner program will now be offered at more than one college for the first time since launching in 2006
Getting it right the first time saves time and money