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Forged certificates meant to show that the advisor had met the standards imposed by Retail Distribution Review

Industry groups supportive of formal recognition of financial planning as a profession

Advocis has moved to support new, stricter credentials and standards for those calling themselves "financial advisors"

An end to the confusion is near, says FPSC’s List

Advocis model would regulate the use of the title “financial advisor”

  • By: IE Staff
  • February 20, 2013 February 20, 2013
  • 14:00

Securities commissions could potentially fulfill that regulatory role