Ontario government committed to setting up an expert committee
Firms and SROs can do more to clarify for consumers exactly who qualifies as a financial planner
Guidance stresses that titles that convey expertise in seniors’ issues or retirement planning should face particular scrutiny
Ontario Bill 157 to regulate financial advisors moves on to committee
There are three key issues of contention with the private member’s bill that aims to regulate financial advisors in Ontario
Reaction to Ontario's initiative reveals big differences of opinion
Regulator cites Ontario consultation, desire for a coordinated approach
Private member’s bill proposes new regulatory body to levy penalties and revoke licenses
The Advocis proposal will cause unnecessary duplication and cost for the oversight of financial advisors, and it misses the mark for regulating financial planners