Keyword: Private placements

43 results found

Accurate data on the true cost of elder exploitation is needed, trade group says

Deal includes $2.4 million and cooperation with ongoing litigation

The private placement platform is opening up to international investors

  • By: IE Staff
  • September 2, 2020 September 2, 2020
  • 12:21

DealSquare 2.0 promises “full digitization” of the private placement process

  • By: IE Staff
  • April 16, 2020 April 16, 2020
  • 10:59

Fraudsters could exploit stock market turmoil, regulators warn

The group says investors need greater protections and oversight in private offerings

Dealers that connect to the platform can publish their approved deals to their investment advisors

Alex Tapscott also settled with the SEC, paying a $25,000 civil penalty

New amendments are intended to provide sophisticated investors access to a broader range of investment opportunities

Investors would have to first obtain advice on suitability from an investment dealer