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Keyword: Privacy

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A court dismissed the proposed suit involving hospital workers selling new mothers' contact information to RESP dealer reps

Groups issuing financial planner and advisor titles must meet cybersecurity guidelines

Regulators alleged the firm's onboarding process for new reps was deficient

A widow sued her brokerage firm, alleging it failed to tell her about a change in her husband's accounts

The firm agreed to pay US$35 million to settle privacy violation allegations

Open banking has the potential to automate onboarding, allow for fee comparison and improve risk assessments

Bid to keep compelled testimony confidential was dismissed

Lawsuit on behalf of Canadian credit card customers seeks $800 million in damages

Regulator charges that executives allegedly diverted funds to themselves, their firm

The agreement would allow eligible individuals affected by the breach to receive payment