“We’ve got to keep the standards high,” says PMAC president
Changes affect a number of Harbour and Sentry-branded funds; other funds have new risk ratings
Nelson Arruda takes on portfolio management responsibilities from Alain Bergeron
The firm is also lowering fees for a number of funds
Sarbit Asset Management was acquired by IA in 2008
Why to consider multi-factor ETFs
Portfolio manager named director of private client wealth
Each party has different roles and responsibilities, and different regulatory obligations, to the client
Compliance reviews are increasingly leading to enforcement action
The commission has reprimanded the portfolio manager for failing to identify and respond to conflicts of interest in connection with WisdomTree ETFs