Keyword: Portfolio managers

153 results found
Frozen funds

Fund manager, H2O, agrees to provide €250 million to unitholders

Compliance review found violations of anti-money laundering rules

Regulation

Risky firms, crypto platforms add to compliance division's workload

digital investing

Tech advantages always prove short lived in the stock markets, report suggests

Firm fined $12,000 for violations involving insurance requirements

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Firm resolved allegations of KYC, suitability, conflict failures

Allianz Global Investors funds hid risk, then collapsed during pandemic

Abstract lines

Brighter earnings prospects underpin growing optimism, survey finds

Fraudster imprisoned

Perpetrators posing as representatives of Schroders, an asset manager

environment

Regulator seeks to extend regime to portfolio managers