An internal sale leaves sellers more confident because the buyer understands the business and is less likely to sue
New program will provide money management services to high net worth credit union members
The expectation is that portfolio managers will meet with clients during account openings and annual reviews
An effective relationship disclosure information form should be more than a regulatory document, say legal experts
New portfolio managers will strengthen emerging markets investments, says CIBC
CSA sets out recommendations to improve relationship disclosure practices
Firm enhances its offering with the addition of portfolio managers
In a recent review, most exempt market dealers and portfolio managers were issued deficiency reports
Order suspends firm’s exempt market dealer registration and restricts its portfolio manager registration
Expansion of services to portfolio managers called a natural extension of Credential’s business