Portfolio managers – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 20 Nov 2024 20:37:45 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Portfolio managers – Investment Executive https://www.investmentexecutive.com 32 32 CIRO poised to take over dealer registration https://www.investmentexecutive.com/news/from-the-regulators/ciro-poised-to-take-over-dealer-registration/ Wed, 20 Nov 2024 18:37:45 +0000 https://www.investmentexecutive.com/?p=497037 OSC to delegate registration to CIRO, rest of CSA considering it too

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]]> ATB Financial to acquire Manitoba firm with $5.8B in AUM https://www.investmentexecutive.com/news/industry-news/atb-financial-to-acquire-manitoba-firm-with-5-8b-in-aum/ Fri, 27 Sep 2024 20:16:51 +0000 https://www.investmentexecutive.com/?p=493595 BCV Asset Management Inc. to retain Winnipeg headquarters, branding

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]]> Advisers failed to enforce investment limits: SEC https://www.investmentexecutive.com/news/from-the-regulators/advisers-failed-to-enforce-investment-limits-sec/ Wed, 25 Sep 2024 17:50:02 +0000 https://www.investmentexecutive.com/?p=493396 Regulator orders fines, disgorgement against portfolio manager, broker

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]]> IA Clarington partners with new firm founded by Dan Janis https://www.investmentexecutive.com/news/products/ia-clarington-partners-with-new-firm-founded-by-dan-janis/ Thu, 12 Sep 2024 19:49:17 +0000 https://www.investmentexecutive.com/?p=492586 Plus, a roundup of recent fund launches

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]]> Celebrating 10 years of ETF-based portfolio returns https://www.investmentexecutive.com/inside-track_/mary-hagerman/celebrating-10-years-of-etf-based-portfolio-returns/ Tue, 10 Sep 2024 17:00:45 +0000 https://www.investmentexecutive.com/?p=491989 Why one portfolio manager believes ETFs have revolutionized the investment landscape

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]]> SEC ramps up funds’ portfolio disclosure demands https://www.investmentexecutive.com/news/from-the-regulators/sec-ramps-up-funds-portfolio-disclosure-demands/ Wed, 28 Aug 2024 21:09:43 +0000 https://www.investmentexecutive.com/?p=491815 Fund industry warns about risks to investors as portfolio reporting increases

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]]> Wellington-Altus acquires ICPM business in Ontario https://www.investmentexecutive.com/news/industry-news/wellington-altus-acquires-icpm-business-in-ontario/ Thu, 08 Aug 2024 21:19:58 +0000 https://www.investmentexecutive.com/?p=490686 Wickham Investment Counsel Inc. adds just over $200 million to the firm's assets

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]]> CI buys two U.S.-based RIAs with $8.1B in combined assets https://www.investmentexecutive.com/news/industry-news/ci-buys-two-u-s-based-rias-with-8-1b-in-combined-assets/ Thu, 08 Aug 2024 19:38:30 +0000 https://www.investmentexecutive.com/?p=490687 Wealth management firms based in Florida and North Carolina serve ultra-high-net-worth clients

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]]> FCA reaches deal for investors in frozen funds https://www.investmentexecutive.com/news/from-the-regulators/fca-reaches-deal-for-investors-in-frozen-funds/ Wed, 07 Aug 2024 17:46:02 +0000 https://www.investmentexecutive.com/?p=490635 Fund manager, H2O, agrees to provide €250 million to unitholders

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]]> FINTRAC sanctions Montreal wealth manager https://www.investmentexecutive.com/news/from-the-regulators/fintrac-sanctions-montreal-wealth-manager/ Wed, 31 Jul 2024 19:04:34 +0000 https://www.investmentexecutive.com/?p=490283 Compliance review found violations of anti-money laundering rules

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