Portfolio managers – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 05 Dec 2024 21:47:19 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Portfolio managers – Investment Executive https://www.investmentexecutive.com 32 32 Regulators rule out discretionary AI trading, for now https://www.investmentexecutive.com/news/from-the-regulators/regulators-rule-out-discretionary-ai-trading-for-now/ Thu, 05 Dec 2024 21:47:19 +0000 https://www.investmentexecutive.com/?p=498037 CSA issues new guidance, consults on possible future reforms to address AI advances

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]]> Securities industry’s systemic risk worries ease https://www.investmentexecutive.com/news/from-the-regulators/securities-industrys-systemic-risk-worries-ease/ Wed, 04 Dec 2024 19:20:29 +0000 https://www.investmentexecutive.com/?p=497904 Level of concern declines alongside interest rates, CSA reports

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]]> Robo advisor sanctioned over CFR shortcomings https://www.investmentexecutive.com/news/from-the-regulators/robo-advisor-sanctioned-over-cfr-shortcomings/ Tue, 03 Dec 2024 13:56:42 +0000 https://www.investmentexecutive.com/?p=497778 Compliance sweep in 2022 found WealthBar wasn't meeting new standards

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]]> Outlook for global fund sector improving: Fitch https://www.investmentexecutive.com/news/research-and-markets/outlook-for-global-fund-sector-improving-fitch/ Tue, 26 Nov 2024 21:11:11 +0000 https://www.investmentexecutive.com/?p=497468 Easing economic, financial conditions point to growth for fund managers

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]]> CIRO poised to take over dealer registration https://www.investmentexecutive.com/news/from-the-regulators/ciro-poised-to-take-over-dealer-registration/ Wed, 20 Nov 2024 18:37:45 +0000 https://www.investmentexecutive.com/?p=497037 OSC to delegate registration to CIRO, rest of CSA considering it too

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]]> ATB Financial to acquire Manitoba firm with $5.8B in AUM https://www.investmentexecutive.com/news/industry-news/atb-financial-to-acquire-manitoba-firm-with-5-8b-in-aum/ Fri, 27 Sep 2024 20:16:51 +0000 https://www.investmentexecutive.com/?p=493595 BCV Asset Management Inc. to retain Winnipeg headquarters, branding

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]]> Advisers failed to enforce investment limits: SEC https://www.investmentexecutive.com/news/from-the-regulators/advisers-failed-to-enforce-investment-limits-sec/ Wed, 25 Sep 2024 17:50:02 +0000 https://www.investmentexecutive.com/?p=493396 Regulator orders fines, disgorgement against portfolio manager, broker

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]]> IA Clarington partners with new firm founded by Dan Janis https://www.investmentexecutive.com/news/products/ia-clarington-partners-with-new-firm-founded-by-dan-janis/ Thu, 12 Sep 2024 19:49:17 +0000 https://www.investmentexecutive.com/?p=492586 Plus, a roundup of recent fund launches

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]]> Celebrating 10 years of ETF-based portfolio returns https://www.investmentexecutive.com/inside-track_/mary-hagerman/celebrating-10-years-of-etf-based-portfolio-returns/ Tue, 10 Sep 2024 17:00:45 +0000 https://www.investmentexecutive.com/?p=491989 Why one portfolio manager believes ETFs have revolutionized the investment landscape

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]]> SEC ramps up funds’ portfolio disclosure demands https://www.investmentexecutive.com/news/from-the-regulators/sec-ramps-up-funds-portfolio-disclosure-demands/ Wed, 28 Aug 2024 21:09:43 +0000 https://www.investmentexecutive.com/?p=491815 Fund industry warns about risks to investors as portfolio reporting increases

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