Passport model – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 05 Oct 2021 19:00:38 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Passport model – Investment Executive https://www.investmentexecutive.com 32 32 A national regulator? Sure, but it will take a miracle https://www.investmentexecutive.com/news/from-the-regulators/a-national-regulator-sure-but-it-will-take-a-miracle/ Tue, 05 Oct 2021 19:00:38 +0000 https://www.investmentexecutive.com/?p=430482 Ontario taskforce chair sees stalemate on national regulator and passport

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]]> CSA proposes further expansion of passport system https://www.investmentexecutive.com/news/from-the-regulators/csa-proposes-further-expansion-of-passport-system/ Thu, 16 Apr 2015 15:45:00 +0000 https://www.investmentexecutive.com/uncategorized/csa-proposes-further-expansion-of-passport-system/ The two new proposals are intended to further simplify regulatory processes

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]]> Rice surprised by Supreme Court decision https://www.investmentexecutive.com/in-depth_/special-reports/rice-surprised-by-supreme-court-decision/ Thu, 22 Dec 2011 23:00:00 +0000 https://www.investmentexecutive.com/uncategorized/rice-surprised-by-supreme-court-decision/ The question now is where regulation goes from here

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]]> Decision confirms current regulatory regime working well, provinces say https://www.investmentexecutive.com/in-depth_/special-reports/decision-confirms-current-regulatory-regime-working-well-provinces-say/ Thu, 22 Dec 2011 18:55:00 +0000 https://www.investmentexecutive.com/uncategorized/decision-confirms-current-regulatory-regime-working-well-provinces-say/ Alberta finance minister calls on Ontario to sign on to passport system

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]]> Alberta opposed to single federal regulator https://www.investmentexecutive.com/news/from-the-regulators/alberta-opposed-to-single-federal-regulator/ Mon, 12 Jan 2009 22:50:00 +0000 https://www.investmentexecutive.com/uncategorized/alberta-opposed-to-single-federal-regulator/ Province calls on Ontario to join passport system

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]]> Regulators finalize streamlined process for dealer and advisor registration in multiple jurisdictions https://www.investmentexecutive.com/news/from-the-regulators/regulators-finalize-streamlined-process-for-dealer-and-advisor-registration-in-multiple-jurisdictions/ Sun, 21 Dec 2008 17:10:00 +0000 https://www.investmentexecutive.com/uncategorized/regulators-finalize-streamlined-process-for-dealer-and-advisor-registration-in-multiple-jurisdictions/ Passport system available to registrants in all provinces, CSA says

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]]> Quebec outlines priorities for the upcoming meeting of finance ministers https://www.investmentexecutive.com/news/from-the-regulators/quebec-outlines-priorities-for-the-upcoming-meeting-of-finance-ministers/ Tue, 16 Dec 2008 21:20:00 +0000 https://www.investmentexecutive.com/uncategorized/quebec-outlines-priorities-for-the-upcoming-meeting-of-finance-ministers/ Province stands firm on passport system of securities regulation

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]]> Provinces call on Ontario to join securities passport effort https://www.investmentexecutive.com/news/from-the-regulators/provinces-call-on-ontario-to-join-securities-passport-effort/ Thu, 23 Oct 2008 14:30:00 +0000 https://www.investmentexecutive.com/uncategorized/provinces-call-on-ontario-to-join-securities-passport-effort/ A group of provincial ministers continues to call for Ontario to join the passport system of securities regulation.On Tuesday, the Provincial-Territorial Council of Ministers of Securities Regulation released a communiqué, more than a month after their last meeting on September 18 in Quebec City. It reports that at that meeting they reaffirmed their commitment to […]

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]]> Canadian regulators seek comment on extension of passport system to registration https://www.investmentexecutive.com/news/from-the-regulators/canadian-regulators-seek-comment-on-extension-of-passport-system-to-registration/ Sun, 20 Jul 2008 20:30:00 +0000 https://www.investmentexecutive.com/uncategorized/canadian-regulators-seek-comment-on-extension-of-passport-system-to-registration/ New phase of passport model will simplify regulatory processes, St-Gelais says

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]]> Securities passport system now in effect https://www.investmentexecutive.com/news/from-the-regulators/securities-passport-system-now-in-effect/ Mon, 17 Mar 2008 20:50:00 +0000 https://www.investmentexecutive.com/uncategorized/securities-passport-system-now-in-effect/ The Saskatchewan Financial Services Commission reports that the national rule implementing the passport system comes into force today.The passport system rule implements a system that gives market participants access to the capital markets in multiple jurisdictions by dealing only with its principal regulator and meeting the requirements of one set of harmonized rules. Related consequential […]

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