Keyword: Over-the-counter securities and derivatives

168 results found
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ASC, OSC give firms deadline extension on derivatives data reporting

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U.K. regulator curbs investor protections to attract issuers, placate bankers

Mis-marking scheme defrauded investors, deceived auditors and regulators

Regulator confirms enforcement inquiry into extended LME closure

Regulators issue revised principles for regulation, supervision of commodity derivatives

The BIS reported that derivatives market values and credit exposures are up sharply this year

BofA sanctioned for millions of reporting lapses over 10 years

Regulators to prep industry for forthcoming conduct regime

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The U.S. SRO aims to detect misconduct in under-the-radar market

Harmonization comes against the backdrop of ongoing post-crisis effort to close data gaps