Keyword: Over-the-counter securities and derivatives

163 results found

The BIS reported that derivatives market values and credit exposures are up sharply this year

BofA sanctioned for millions of reporting lapses over 10 years

Regulators to prep industry for forthcoming conduct regime

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The U.S. SRO aims to detect misconduct in under-the-radar market

Harmonization comes against the backdrop of ongoing post-crisis effort to close data gaps

ESMA review finds clues to growing risk, says work needed to improve oversight

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Spiking commodity prices, benchmark reforms reflected in derivatives markets

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ESMA proposes measures to boost transparency

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Regulator proposes hefty new fee for OTC derivatives players while cutting fees for others. Comments are being accepted until April

Proposals aim to address issues exposed in financial crisis, scandals