Keyword: Over-the-counter securities and derivatives

160 results found
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U.S.-dollar LIBOR put to pasture as the first phase of CDOR reform ends

Signing bank documents

Rising rates, benchmark reform, commodity prices all affected activity

changes ahead sign

ASC, OSC give firms deadline extension on derivatives data reporting

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U.K. regulator curbs investor protections to attract issuers, placate bankers

Mis-marking scheme defrauded investors, deceived auditors and regulators

Regulator confirms enforcement inquiry into extended LME closure

Regulators issue revised principles for regulation, supervision of commodity derivatives

The BIS reported that derivatives market values and credit exposures are up sharply this year

BofA sanctioned for millions of reporting lapses over 10 years

Regulators to prep industry for forthcoming conduct regime