Keyword: Over-the-counter securities and derivatives

163 results found
rules and regulations

Canada remained the last G20 country without conduct standards for OTC derivatives markets

Financial lifesaver

Policymakers seek to ensure CCP readiness to handle loss events

new rules

Comment period ends Aug. 14

  • By: IE Staff
  • July 13, 2023 July 13, 2023
  • 13:12
liquid dollar sign

U.S.-dollar LIBOR put to pasture as the first phase of CDOR reform ends

Signing bank documents

Rising rates, benchmark reform, commodity prices all affected activity

changes ahead sign

ASC, OSC give firms deadline extension on derivatives data reporting

UK flag

U.K. regulator curbs investor protections to attract issuers, placate bankers

Mis-marking scheme defrauded investors, deceived auditors and regulators

Regulator confirms enforcement inquiry into extended LME closure

Regulators issue revised principles for regulation, supervision of commodity derivatives