Keyword: Over-the-counter securities and derivatives

163 results found

The Securities Industry and Financial Markets Association is proposing a framework for over the counter derivatives risk management and market structure.In a letter to the Federal Reserve Bank of New York, SIFMA’s Asset Management Group reiterates its commitment to reducing systemic risk in the over the counter derivative markets through various measures, including: adopting mechanisms […]

Exemption provided for ADRs

  • By: IE Staff
  • May 24, 2009 May 24, 2009
  • 15:30

Proposed rule mandates yield disclosure for fixed income securities

  • By: IE Staff
  • April 17, 2009 April 17, 2009
  • 10:48