Keyword: Over-the-counter securities and derivatives

162 results found

The G20 has emphasized the importance of transparency in these markets and their protection against abuse

Industry group to communicate next steps and commitments to OTC Derivatives Supervisors Group

Ontario proposes rules for credit rating agencies and measures to strengthen alternative trading systems

Policy-makers agreed to improvements at the G20 summit, but Canada’s commitment will be difficult without a national regulator

Over-the-counter derivatives

Reforms must reduce risk, enhance transparency: Kloet

Newly proposed rule excludes primary market transactions and OTC derivatives

A group of academics and financial industry players is calling on the U.S. Congress to reform the oversight of the over-the-counter derivatives markets based around regulated, international clearinghouses.In a letter to the Congressional committees in charge of financial industry regulatory reform in the US, the Committee on Capital Markets Regulation has proposed an approach to […]

New York Link participants may be required to pre-fund NSCC payment obligations

The Securities Industry and Financial Markets Association is proposing a framework for over the counter derivatives risk management and market structure.In a letter to the Federal Reserve Bank of New York, SIFMA’s Asset Management Group reiterates its commitment to reducing systemic risk in the over the counter derivative markets through various measures, including: adopting mechanisms […]