Keyword: Over-the-counter securities and derivatives

162 results found

Three firms seeking to fill trade reporting role

Report gives update on progress in resolving cross-border implementation issues with OTC market reform

Quebec regulators have cease traded 23 issuers over concerns about their compliance with continuous disclosure rules

Previously, the OTC derivatives market central clearing rules repository was only available to IOSCO members

Companies seek recognition for the OTC derivatives markets ahead of reforms

CSE issuers now eligible to apply for trading on the OTCQX and OTCQB marketplaces

Clearing agencies and dealers now have to October 31 to meet reporting requirements

Some areas are taking longer to address

  • By: IE Staff
  • April 8, 2014 December 19, 2017
  • 15:55

Report identifies the current list of remaining cross-border implementation issues, and a timetable for addressing them

Regulators aim to boost the protection of customer collateral and positions, and to increase the resilience of derivatives clearing agencies