New trade reporting requirements take effect Oct. 31
Efforts to conceal ownership of Clean Power stock prevented regulator from determining whether stock was manipulated
Revised guideline will apply to all federally regulated firms and their subsidiaries, effective Nov.1
New Canadian trade reporting requirements are scheduled to take effect on Oct. 31
Three firms approved to serve as trade repositories for over-the-counter derivatives trade reporting in Canada
Nine standards aimed at mitigating the risks of non-centrally cleared OTC derivatives.
Three firms seeking to fill trade reporting role
Report gives update on progress in resolving cross-border implementation issues with OTC market reform
Quebec regulators have cease traded 23 issuers over concerns about their compliance with continuous disclosure rules
Previously, the OTC derivatives market central clearing rules repository was only available to IOSCO members
aHR0cHM6Ly93d3cuaW52ZXN0bWVudGV4ZWN1dGl2ZS5jb20vdGFnL292ZXItdGhlLWNvdW50ZXItc2VjdXJpdGllcy1hbmQtZGVyaXZhdGl2ZXMvcGFnZS8xMi8(U2NyZWVuSGVpZ2h0)NzIw(U2NyZWVuV2lkdGg)MTI4MA(T0ZTWVNfUmVmZXJyZXI)(dmlzaXRvcktleQ)aHIzSVJjSDk(dmlzaXRLZXk)aEVnb3ZabXo){kind=small}