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Keyword: Over-the-counter securities and derivatives

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IOSCO proposes risk mitigation standards for OTC derivatives

Nine standards aimed at mitigating the risks of non-centrally cleared OTC derivatives.

CME seeks recognition as trade repository in Quebec

Three firms seeking to fill trade reporting role

Barriers to derivatives data may require legislation

Report gives update on progress in resolving cross-border implementation issues with OTC market reform

AMF cracking down on OTC abusive trading

Quebec regulators have cease traded 23 issuers over concerns about their compliance with continuous disclosure rules

Information on OTC clearing rules now public

Previously, the OTC derivatives market central clearing rules repository was only available to IOSCO members

Three companies seek trade repository recognition

Companies seek recognition for the OTC derivatives markets ahead of reforms

CSE added to U.S. OTC group’s list of ‘qualified foreign exchanges’

CSE issuers now eligible to apply for trading on the OTCQX and OTCQB marketplaces

CSA extends OTC trade reporting deadline

Clearing agencies and dealers now have to October 31 to meet reporting requirements

FSB reports progress on OTC derivatives reforms

Some areas are taking longer to address

  • By: IE Staff
  • April 8, 2014 December 19, 2017
  • 15:55

Derivatives regulators give update on cross-border reforms

Report identifies the current list of remaining cross-border implementation issues, and a timetable for addressing them