Keyword: Over-the-counter securities and derivatives

165 results found

FIA recommends ways to improve central clearing of OTC derivatives

Revision reflects reforms to OTC derivatives markets agreed to by the G20

CSA proposes that some OTC derivatives be required to trade exclusively on exchanges

New standards aim to help market participants better manage risks

The goal is to improve transparency and regulatory oversight of the OTC derivatives markets

Association makes several recommendations on how to address certain issues associated with CCPs

Report examines progress on cross-border issues

New trade reporting requirements take effect Oct. 31

Efforts to conceal ownership of Clean Power stock prevented regulator from determining whether stock was manipulated

Revised guideline will apply to all federally regulated firms and their subsidiaries, effective Nov.1