Keyword: Over-the-counter securities and derivatives

162 results found

New standards aim to help market participants better manage risks

The goal is to improve transparency and regulatory oversight of the OTC derivatives markets

Association makes several recommendations on how to address certain issues associated with CCPs

Report examines progress on cross-border issues

New trade reporting requirements take effect Oct. 31

Efforts to conceal ownership of Clean Power stock prevented regulator from determining whether stock was manipulated

Revised guideline will apply to all federally regulated firms and their subsidiaries, effective Nov.1

New Canadian trade reporting requirements are scheduled to take effect on Oct. 31

Three firms approved to serve as trade repositories for over-the-counter derivatives trade reporting in Canada

Nine standards aimed at mitigating the risks of non-centrally cleared OTC derivatives.