Keyword: Over-the-counter securities and derivatives

165 results found

IOSCO, CPMI seek comments on consultative report

The review will examine firms’ systems and policies to ensure that trade data is being reported accurately and on time

Proposals detail margin requirements that counterparties should exchange in non-centrally cleared trades

Regulators to work together to monitor banks’ compliance with derivatives data reporting

The rules should no longer distinguish between over-the-counter and exchange-traded derivative transaction when calculating counterparty risk

OSC releases April 2015 issue of Investment Funds Practitioner

Requirements have now been pushed to September 2016

Nine-month delay reflects the complexity of implementing the framework

The added time will give OSC staff more time to develop a mechanism for public disclosure

Mandatory clearing of OTC derivatives intended to improve transparency