Keyword: Over-the-counter securities and derivatives

162 results found

Regulators to work together to monitor banks’ compliance with derivatives data reporting

The rules should no longer distinguish between over-the-counter and exchange-traded derivative transaction when calculating counterparty risk

OSC releases April 2015 issue of Investment Funds Practitioner

Requirements have now been pushed to September 2016

Nine-month delay reflects the complexity of implementing the framework

The added time will give OSC staff more time to develop a mechanism for public disclosure

Mandatory clearing of OTC derivatives intended to improve transparency

FIA recommends ways to improve central clearing of OTC derivatives

Revision reflects reforms to OTC derivatives markets agreed to by the G20

CSA proposes that some OTC derivatives be required to trade exclusively on exchanges