Over-the-counter securities and derivatives – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 08 Oct 2024 20:34:32 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Over-the-counter securities and derivatives – Investment Executive https://www.investmentexecutive.com 32 32 ESMA issues carbon accounting guidance https://www.investmentexecutive.com/news/from-the-regulators/esma-issues-carbon-accounting-guidance/ Tue, 08 Oct 2024 20:32:37 +0000 https://www.investmentexecutive.com/?p=494235 Regulator seeks enhanced transparency, more useful information on firms' activities

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]]> CSA aims to ease derivatives reporting burden https://www.investmentexecutive.com/news/from-the-regulators/csa-aims-to-ease-derivatives-reporting-burden/ Thu, 25 Jul 2024 18:23:50 +0000 https://www.investmentexecutive.com/?p=489975 Revisions seek to better align with global standards

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]]> ESMA grapples with securities financing https://www.investmentexecutive.com/news/from-the-regulators/esma-grapples-with-securities-financing/ Tue, 09 Apr 2024 19:19:05 +0000 https://www.investmentexecutive.com/?p=483419 Regulator publishes first examination of opaque market segment

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]]> CIRO revises derivatives rules for dealers https://www.investmentexecutive.com/news/from-the-regulators/ciro-revises-derivatives-rules-for-dealers/ Thu, 18 Jan 2024 21:26:35 +0000 https://www.investmentexecutive.com/?p=478978 First phase of reforms to take effect Sept. 28

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]]> Global regulators add guidance on margin practices https://www.investmentexecutive.com/news/from-the-regulators/global-regulators-add-guidance-on-margin-practices/ Wed, 17 Jan 2024 21:11:14 +0000 https://www.investmentexecutive.com/?p=478823 IOSCO, Basel Committee recommendations target non-central clearing markets

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]]> AMF sanctions exchange registration breach https://www.investmentexecutive.com/news/from-the-regulators/amf-sanctions-exchange-registration-breach/ Wed, 20 Dec 2023 21:52:18 +0000 https://www.investmentexecutive.com/?p=477681 Refinitiv allowed investors to trade on its platform without registering as an exchange

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]]> Brexit shakes up EU trading landscape: ESMA https://www.investmentexecutive.com/news/from-the-regulators/brexit-shakes-up-eu-trading-landscape-esma/ Mon, 30 Oct 2023 17:31:40 +0000 https://www.investmentexecutive.com/?p=474230 Trading volumes fell, fragmentation, specialization increased since U.K. left

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]]> CSA finalizes derivatives conduct rules https://www.investmentexecutive.com/news/from-the-regulators/csa-finalizes-derivatives-conduct-rules/ Thu, 28 Sep 2023 17:50:35 +0000 https://www.investmentexecutive.com/?p=472324 Canada remained the last G20 country without conduct standards for OTC derivatives markets

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]]> IOSCO, CPMI report examines central counterparty risks https://www.investmentexecutive.com/news/from-the-regulators/iosco-cpmi-report-examines-central-counterparty-risks/ Wed, 23 Aug 2023 16:09:57 +0000 https://www.investmentexecutive.com/?p=470516 Policymakers seek to ensure CCP readiness to handle loss events

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]]> CIRO publishes revisions to proposed derivatives conduct rules https://www.investmentexecutive.com/news/industry-news/ciro-publishes-revisions-to-proposed-derivatives-conduct-rules/ Thu, 13 Jul 2023 17:12:23 +0000 https://www.investmentexecutive.com/?p=468681 Comment period ends Aug. 14

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