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Keyword: Over-the-counter securities and derivatives

168 results found
Fines graphic

Extreme stress in nickel markets led to trading outage in 2022

Move allows more time to deal with operational, regulatory issues

Court settlement

Investor suit sought more than $1 billion, settles for $6.5 million

Frankfurt, Germany - November 09, 2020: European Central Bank ECB, EZB headquarters at Eastend Frankfurt, Germany. The European Central Bank (ECB) is the central bank of the Eurozone. Close-up of the logo in front of the building.

Declining liquidity contributed to tighter credit terms, survey finds

Business banking

Earlier decision requiring clearing broker to produce records overturned

Mining resources

Review finds challenges monitoring OTC commodity derivatives

Advisor tracking stocks

Growth was concentrated in smaller market segments, interest rate derivatives flat

Businessman concetrating while working on laptop

Concerns about conflicts, insider trading, manipulation in pre-hedging trades

Sustainable investing

Regulator seeks enhanced transparency, more useful information on firms' activities

Revisions seek to better align with global standards