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Keyword: Over-the-counter securities and derivatives

160 results found
Sustainable investing

Regulator seeks enhanced transparency, more useful information on firms' activities

Revisions seek to better align with global standards

Regulator publishes first examination of opaque market segment

new rules

First phase of reforms to take effect Sept. 28

IOSCO, Basel Committee recommendations target non-central clearing markets

penalty card

Refinitiv allowed investors to trade on its platform without registering as an exchange

Euro trading

Trading volumes fell, fragmentation, specialization increased since U.K. left

rules and regulations

Canada remained the last G20 country without conduct standards for OTC derivatives markets

Financial lifesaver

Policymakers seek to ensure CCP readiness to handle loss events

new rules

Comment period ends Aug. 14

  • By: IE Staff
  • July 13, 2023 July 13, 2023
  • 13:12