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Keyword: Over-the-counter securities and derivatives

165 results found
Frankfurt, Germany - November 09, 2020: European Central Bank ECB, EZB headquarters at Eastend Frankfurt, Germany. The European Central Bank (ECB) is the central bank of the Eurozone. Close-up of the logo in front of the building.

Declining liquidity contributed to tighter credit terms, survey finds

Business banking

Earlier decision requiring clearing broker to produce records overturned

Mining resources

Review finds challenges monitoring OTC commodity derivatives

Advisor tracking stocks

Growth was concentrated in smaller market segments, interest rate derivatives flat

Businessman concetrating while working on laptop

Concerns about conflicts, insider trading, manipulation in pre-hedging trades

Sustainable investing

Regulator seeks enhanced transparency, more useful information on firms' activities

Revisions seek to better align with global standards

Regulator publishes first examination of opaque market segment

new rules

First phase of reforms to take effect Sept. 28

IOSCO, Basel Committee recommendations target non-central clearing markets