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Keyword: Over-the-counter securities and derivatives

163 results found
Mining resources

Review finds challenges monitoring OTC commodity derivatives

Advisor tracking stocks

Growth was concentrated in smaller market segments, interest rate derivatives flat

Businessman concetrating while working on laptop

Concerns about conflicts, insider trading, manipulation in pre-hedging trades

Sustainable investing

Regulator seeks enhanced transparency, more useful information on firms' activities

Revisions seek to better align with global standards

Regulator publishes first examination of opaque market segment

new rules

First phase of reforms to take effect Sept. 28

IOSCO, Basel Committee recommendations target non-central clearing markets

penalty card

Refinitiv allowed investors to trade on its platform without registering as an exchange

Euro trading

Trading volumes fell, fragmentation, specialization increased since U.K. left