SRO limits margin accounts to Level 4 dealers in final phase of rule consolidation project
Regulator seeks consistent implementation of new regime, avoiding arbitrage
IOSCO's latest report examines the risks created by the age of demutualization
Growing AI adoption poses rising financial stability risks too, group warns
The group is seeking feedback on a proposed common reporting framework for cyberattacks and incidents
FSB, Basel Committee have long warned of tech risk in financial sector
Proposed principles aim to address growth of outsourcing, fintech
Standards to be published later this month and take effect in 2026
Expansion of business lines multiplies conflicts and regulatory challenges
Consultation proposes registration, supervisory standards for independent reviewers