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A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

CIRO sanctions supervisory lapses at Desjardins

Firm failed to oversee trading activity by a couple of its reps

Advisor tracking stocks

Global trading activity up in first half: WFE

Market cap rose, alongside trading volume and value, group reports

New account schemers plead guilty

Short-term cash advances exploited in market manipulation

CEO pay soars among S&P companies

New ISS research finds CEO pay up alongside shareholder returns

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Rep admits to unapproved discretionary trades

Settlement includes disgorgement, penalty and suspension

three colleagues discussing their business prospects and looking at laptop screen

OSC priorities include lifting limitations on advice

Regulators to explore the regulation, provision of advice online

Advisor tracking stocks

MX proposes new trading functionality

Exchange aims to enhance appeal with new order type and automation

Crypto company wrong to cancel options, court finds

Power to award options lies with board, not management

Small space ship flys like a rocket through the air

Product roundup: AGF looks to covered calls for income boost

Plus, Forstrong releases its first ETFs

MX fines firm for weak controls

Laurentian Bank Securities sanctioned for supervisory shortcomings